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Weekly Regulatory Digest • Last release: WRD25-11/12

20 March 2025

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 52 "pulses" from 36 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use, as well as indivudually highlighted items, based on their specific interests, including:

BaFin consults on a guidance note specifying investors’ options for exerting influence on investment funds [# 6]
EBA updated ITS on the joint decision process for internal model authorization [# 17]
FINMA published a new circular on the consolidated supervision of financial groups [# 21]
EU Commission unveiled its Savings and Investments Union (SIU) strategy [# 23]
FATF published a report on detecting, disrupting, and investigating online child sexual exploitation [# 29]
CFTC released a new Advisory on fraud using generative AI [# 35]
IIA made recommendations on the development of an AI action plan [# 37]
IIA launched new global best practices for navigating a new political landscape [# 38]
FINMA licensed the first DLT trading facility [# 45]

Weekly Regulatory Digest • Past release: WRD25-10/11

13 March 2025

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 50 "pulses" from 31 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use, as well as indivudually highlighted items, based on their specific interests, including:

EBA consults on new rules related to the AML/CFT package (4 draft RTS) [# 4]
ESAs acknowledge EC’s amendments to the RTS on subcontracting under DORA [# 7]
NIST finalized NIST SP 800-226 Guidelines for evaluating 'differential privacy' guarantees to de-identify data [# 16]
FINRA issued a Cybersecurity Alert on new malware targeting firm customer support personnel [# 18]
FINRA issued a Cybersecurity Alert on mail scams targeting executives on claims tied to ransomware [# 19]
NIST published IR 8545 Status report on the fourth round of the NIST PQC standardization process [# 21]
NIST informed that it selected HQC as the fifth algorithm for post-quantum encryption [# 22]
MAS published a joint advisory on scams involving digital manipulation [# 23]
NIST consults on SP 1308 Cybersecurity Framework 2.0: Cybersecurity, ERM, and Workforce Management Quick Start Guide [# 24]
IIA consults on a new Topical Requirement on third party [# 27]
ECIIA published a new Factsheet on key updates on CSRD changes [# 28]
IIA published the 2025 North American pulse of internal audit survey [# 29]
ECIIA published a new Factsheet providing key updates on CSDDD changes [# 30]

Weekly Regulatory Digest • Past release: WRD25-09/10

6 March 2025

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 47 "pulses" from 32 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use, as well as indivudually highlighted items, based on their specific interests, including:

FINMA issued a supervisory notice on the Accessibility of banks' annual reports [# 4]
NIST issued IR 8286b on Prioritizing cybersecurity risk for enterprise risk management [# 19]
NIST issued IR 8286d on Using business impact analysis to inform risk prioritization and response [# 20]
JFSA issued a discussion paper on Promoting the sound utilization of AI in the financial sector [# 24]
ENISA released a report on a Comprehensive look at cybersecurity maturity and the criticality of NIS 2 sectors [# 28]
NIST consults on CSWP 39 Considerations for achieving crypto agility [# 29]
IIA published an insight to quality on the Importance of an effective QAIP [# 32]
IIA published a new audit tool on Performance measurement [# 33]
IIA published a practice guide on Auditing capital adequacy and stress testing for banks, third edition [# 34]
SBA published an updated version of the Swiss banking outlook [# 40]
IMF published a paper on Transforming the Future: the impact of AI in Korea [# 41]

Weekly Regulatory Digest • Past release: WRD25-08/09

27 February 2025

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 56 "pulses" from 35 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use, as well as indivudually highlighted items, based on their specific interests, including:

ECB announced changes to the use of external ratings for private sector assets in Eurosystem collateral framework [# 9]
BaFin consults on a Circular specifying legal obligations on crypto asset investments [# 13]
EC proposed simplified rules on sustainability and EU investments (Omnibus Packages) [# 22]
NIST consults on IR 8011 Testable controls and security capabilities for continuous monitoring (overview and methodology) [# 25]
FSB consults on a thematic peer review on the global regulatory framework for crypto-asset activities [# 26]
FATF launched a second public consultation on Recommendation 16 on payment transparency [# 31]
NIST published IR 8475 on a Security perspective on the Web3 paradigm [# 34]
FATF consults on updated Guidance on AML/CFT measures and financial inclusion [# 35]
FATF consults on complex proliferation financing and sanctions evasion schemes project [# 37]
IIA published a paper on internal audit of AI applied to business processes [# 39]
ECIIA informed about EU Commission’s Omnibus proposals: key changes to CSRD and CSDDD [# 40]

Weekly Regulatory Digest • Past release: WRD25-07/08

20 February 2025

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 48 "pulses" from 28 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use, as well as indivudually highlighted items, based on their specific interests, including:

OCC released the Dodd-Frank Act stress test scenarios for 2025 [# 5]
FC decided on the regulatory approach to AI in Switzerland [# 7]
FC adopted the dispatch on extending the international AEOI in tax matters [# 18]
NIST published IR 8356 on security and trust considerations for digital twin technology [# 21]
IIA published a new issue of Tone at the Top on Monitoring established risks (Topical Requirement: Cybersecurity) [# 27]
ESMA launched a Common Supervisory Action with NCAs on Compliance and Internal Audit Functions [# 34]
ESAs provide a roadmap toward the designation of critical ICT third-party service providers (CTPPs) under DORA [# 39]

Weekly Regulatory Digest • Past release: WRD25-06/07

13 February 2025

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 54 "pulses" from 34 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use, as well as indivudually highlighted items, based on their specific interests, including:

EBA amended Guidelines on ICT and security risk management measures following DORA application [# 13]
EU Commission proposed to shorten the settlement cycle for EU securities from two days to one [# 19]
SFC published a report on the thematic cybersecurity review of flagging incidents resulting in business disruptions [# 24]
ECB published the TIBER-EU framework [# 29]
IIA published a GTAG on auditing cybersecurity operations: prevention and detection, 2nd edition [# 32]

Weekly Regulatory Digest • Last release: WRD25-05/06

6 February 2025

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 53 "pulses" from 36 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use, as well as indivudually highlighted items, based on their specific interests, including:

SEBI published the framework for monitoring and supervision of system audits through technology-based measures [# 8]
FED released the hypothetical scenarios for its annual stress test [# 21]
IFRS published a guide to help companies using the climate-first transition relief in ISSB Standards [# 22]
NIST published IR 8539 on security property verification by transition model [# 26]
ESRB publishes a report on a monitoring framework for systemic liquidity risks in financial system [# 28]
EFAMA helps asset managers integrate AI into their business models [# 32]
BCBS consults on a limited update of the principles for the management of credit risk [# 33]
IIA published a new global best practices series dedicated to “small audit functions, large abilities” [HTML] [# 34]
IIA released the cybersecurity topical requirement [# 35]
IIA released a report on collaboration between IA and information security for nurturing cyber-resilient cultures [# 36]
FATF published its Annual Report 2023-2024 [# 45]
BCBS informed that Governors and Heads of Supervision endorsed its work program [# 49]

Weekly Regulatory Digest • Past release: WRD25-04/05

30 January 2025

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 48 "pulses" from 36 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use, as well as indivudually highlighted items, based on their specific interests, including:

BaFin consults on revised Circular on the minimum requirements for the business organization of insurance undertakings [# 12]
SRB updated its Operational Continuity in Resolution (OCIR) [# 16]
BIS published a report on the governance of AI adoption in central banks [# 23]
AMAS published the results of a study on Swiss pension funds: Significant potential for higher returns [#34]
BaFin published its “Risks in Focus 2025,” highlighting climate change, geopolitics, and a weak economy [# 35]

Weekly Regulatory Digest • Past release: WRD25-03/04

23 January 2025

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 48 "pulses" from 30 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use, as well as indivudually highlighted items, based on their specific interests, including:

EBA consults on Guidelines on ESG scenario analysis [# 3]
PRA announced a delay to the implementation of Basel 3.1 [# 4]
ESMA and the EU Commission publish guidance on non-MiCA compliant ARTs and EMTs [# 6]
FSB developed an analytical framework and toolkit to assess climate-related vulnerabilities [# 12]
AMAS informed that swissSPTC published recommendations to transition to a T+1 settlement cycle [# 18]
EBA and ESMA analyze recent developments in crypto-assets [# 23]
SEC announced the formation of a new crypto task force [# 37]

==> Generally, this week again, there was a focus on DORA implementation (as last week)

Weekly Regulatory Digest • Past release: WRD25-02/03

16 January 2025

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 44 "pulses" from 32 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use, as well as indivudually highlighted items, based on their specific interests, including:

CISA announced the publication of the AI cybersecurity collaboration playbook [# 19]
FINMA published the results of its review of supplementary health insurers – progress and challenges in benefit settlement [# 22]
ECIIA published a practice guide to the AI Act for Internal Auditors [# 24]
IIA published the Global Perspective & Insights on Cybersecurity (three parts combined) [# 25]

Weekly Regulatory Digest • Past release: WRD25-01/02

9 January 2025

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 29 "pulses" from 22 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use, as well as indivudually highlighted items, based on their specific interests, including:

EC reminded that new EU rules to improve gender balance in corporate boards enter into application at the end of 2024 [# 8]
FMA updated its Guideline 2021/3 on ICT Security [# 9]
NIST consults on border gateway protocol security and resilience (SP 800-189 Rev. 1) [# 16]

Weekly Regulatory Digest • Past release: WRD24-52/01

2 January 2025

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 15 "pulses" from 12 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.

Weekly Regulatory Digest • Past release: WRD24-51/52

26 December 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 70 "pulses" from 42 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use, as well as indivudually highlighted items, based on their specific interests, including:

CSSF published a Communication on ESMA Guidelines on funds’ names using ESG or sustainability-related terms [# 3]
EBA releases the technical package for its 4.0 reporting framework [# 14]
ESMA consults on the Internal Control Framework for some of its supervised entities [# 15]
ESMA publishes feedback received to the proposed review of securitization disclosure templates [# 23]
BdI released a Communication to the market on ICT security [# 30]
CSSF issued the results of a fact-finding exercise on issuers’ transition plans: preparing for climate change impacts [# 40]
IIA issued an updated GTAG on auditing identity and access management (2nd edition) [# 43]
FINMA welcomed the Parliamentary Investigation Committee (PInC) report on the CS crisis [#52]
FED will consult on significant changes to improve the transparency of bank stress tests and reduce the volatility of resulting capital requirements [# 54]
JFSA published the results of the Cybersecurity Self-Assessment for Financial Institutions (FY2023) [# 56]

Weekly Regulatory Digest • Past release: WRD24-50/51

19 December 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 94 "pulses" from 43 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use, as well as indivudually highlighted items, based on their specific interests, including:

FINMA issued Guidance 07/2024 – Calculation of minimum capital for operational risks: exclusion of loss events [# 16]
FINMA published a new Circular on nature-related financial risks [# 31]
FINMA released guidance on governance and risk management when using AI [# 39]
CISA consults on the revised national cyber incident response plan [# 50]
Wolfsberg Group issued a Guidance on payment transparency – roles and responsibilities [# 51]
BaFin published a Guidance to make DORA documentation requirements easy(ier) [# 52]
ESAs published a summary report on the 2024 Dry Run exercise on reporting of registers of information under DORA [# 53]
IIA published a new issue of Tone at the Top on “A Focus on Top Risks” [# 58]
IIA published Cybersecurity GKB Part 3 on establishing a new zero-trust boundary [# 59]
JFSA published a research report on the evolution of tokenization and the use of blockchain technology for RegTech/SupTech [# 84]
ECB and EIOPA proposed an EU approach to reduce the economic impact of natural catastrophes [# 86]

Weekly Regulatory Digest • Past release: WRD24-49/50

12 December 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 68 "pulses" from 35 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use, as well as indivudually highlighted items, based on their specific interests, including:

EU Council approved conclusions for a stronger EU agency for cybersecurity (ENISA) [# 15]
SEBI published a Circular on enhancement in the scope of the optional T+0 rolling settlement cycle in addition to T+1 [# 22]
PCAOB issued a report on audit firm culture offering considerations for firms to improve audit quality [# 31]
FDF published a report on the risks of proliferation financing [# 35]
BCBS published final guidelines for counterparty credit risk management [# 41]
COSO released a report on achieving effective internal control over robotic process automation (RPA) [# 42]
ESAs released a Statement on DORA application [# 44]
ENISA published the Cyber Europe 2024 – After-Action Report [# 57]
FINMA concluded proceedings against Leonteq [# 64]

Weekly Regulatory Digest • Past release: WRD24-48/49

5 December 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 84 "pulses" from 40 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use, as well as indivudually highlighted items, based on their specific interests, including:

FINMA published a completely revised circular on liquidity for insurers [# 3]
EU Council announced the adoption of two new laws to strengthen cybersecurity capacities in the EU [# 23]
ECB announced a new timeline for the harmonization of banks’ statistical reporting [# 38]
NIST published the final version of the measurement guide for information security [# 55]
NIST consults on guidance on implementing a Zero Trust Architecture [# 56]
AMAS published an Engagement Letter calling for the introduction of strong corporate governance [# 59]
CSSF informed that it adopted Clarence to develop AI with full sovereignty [# 71]

Weekly Regulatory Digest • Past release: WRD24-47/48

28 November 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 47"pulses" from 31 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use, as well as indivudually highlighted items, based on their specific interests, including:

FINMA issued a Circular on rules of conduct under the FinSA [# 6]
FMA updated its Guidelines on dealing with sustainability risks [#7]
FASB Issued Post-Implementation Review Report for Its Revenue Recognition Standard [# 18]
FASB consults on clarifying interim effective date for new disaggregation of income statement expense standard [# 19]
IOSCO published a report on the targeted implementation review on principles for the regulation and supervision of commodity derivatives markets [# 20]
IOSCO published its final report on post-trade risk reduction services: Sound practices for considerations [# 21]
IAIS published the results of the consultation on supervising diversity, equity, and inclusion [# 22]
Wolfsberg Group published FAQs on defining digital assets [# 23]
FASB issued a standard improving accounting guidance for induced conversions of convertible debt instruments [# 24]
IAIS consults on ancillary risk indicators in the Global Monitoring Exercise [# 29]
IIA published new GKB on Cybersecurity Part 2: Ensuring Cyber Resiliency [# 30]
BoE and FCA published the results of a survey on AI in UK financial services [# 32]
ENISA published a report on navigating cybersecurity investments in the time of NIS 2 [# 33]

Weekly Regulatory Digest • Past release: WRD24-46/47

21 November 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 56 "pulses" from 31 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use, as well as indivudually highlighted items, based on their specific interests, including:

FINMA published a new ordinance and fully revised circular on auditing [# 8]
PRA announced the conclusion of the Solvency II review [# 7]
ESMA published a report proposing to move to T+1 by October 2027 [# 14]
IAIS approved the Insurance Capital Standards for adoption by IAIS members and concludes the AM comparability assessment [# 29]
CSSF calls for vigilance and informs on greenwashing and green finance [# 31]
MAS informed about the first cloud resilience crisis management exercise by APAC financial regulators and cloud providers [# 39]
FINMA published its Risk Monitor for 2024 [# 42]
DFSA released its 2024 cyber thematic review results [# 47]

Weekly Regulatory Digest • Past release: WRD24-45/46

14 November 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 53 "pulses" from 32 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use, as well as indivudually highlighted items, based on their specific interests, including:

FINMA published a new ordinance and fully revised circular on auditing [# 8]
BoE, PRA and FCA finalized new rules to strengthen the operational resilience of UK financial sector [Key, # 11]
ENISA consults on technical guidance for the cybersecurity measures of the NIS 2 Implementing Act [# 19]
FATF published money laundering national risk assessment guidance [# 20]
NIST consults on IR 8547 Transition to Post-Quantum Cryptography Standards [# 22]
FSB published its 2024 progress report on achieving consistent and comparable climate-related disclosures [# 23]
IFRS published a detailed 2024 progress report on corporate climate-related disclosures [# 24]
IAASB released the ISSA 5000, General requirements for sustainability assurance engagements [# 26]
ECB released Sound practices for managing intraday liquidity risk [# 27]
ECB released key observations in 2024 IT and cybersecurity risks [# 28]
FinCEN issued an Alert on fraud schemes involving deepfake media targeting financial institutions [# 29]
FSB assesses the financial stability implications of artificial intelligence [# 33]
AMAS informed that FOEN presented the results of the PACTA Climate Test 2024 [# 36]
EBA published a follow-up report on the supervision of non-performing exposures management [# 38]
FINMA published its new strategic goals [# 44]

Weekly Regulatory Digest • Past release: WRD24-44/45

7 November 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 43 "pulses" from 31 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
NIST released an errata update for cybersecurity supply chain risk management guidance [# 29]

Recipients have further been informed that BNM released an exposure draft on risk management in technology (RMiT) 2024 [# 21], FINRA published a Cybersecurity Alert on vulnerabilities in FortiManager [# 26], and MAS and BdF conducted groundbreaking post-quantum cryptography experiment to enhance communication security [# 37].

Weekly Regulatory Digest • Past release: WRD24-43/44

31 October 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 58 "pulses" from 31 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
IIA published a new GKB on cybersecurity part 1: cyber threats in an AI-enhanced world [# 44]
IIA published a new issue of Tone-at-the-Top on the Board’s role in cyber resilience [# 45]
IIA published the second edition GTAG on auditing cyber incident response and recovery [# 46]

Recipients have further been informed that NIST published a Status Report on the First Round of the Additional Digital Signature Schemes for the NIST Post-Quantum Cryptography Standardization Process [# 29], FATF plenary meeting has concluded [# 33], FATF consults on proposed changes to FATF standards on AML/CFT and financial inclusion [# 35], NIST consults on the cybersecurity supply chain risk management: due diligence assessment quick-start guide [# 43].

Weekly Regulatory Digest • Past release: WRD24-42/43

24 October 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 61 "pulses" from 35 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
ECB announced a revised Eurosystem cyber resilience strategy [# 33]
NIST consults on SP 800-131Ar3 Transitioning the use of cryptographic algorithms and key lengths [# 37]
IIA published the results of a study examining the use of generative AI – Solving the riddle: Harnessing GenAI [# 40]

Recipients have further been informed that the EU Commission announced new implementing rules for the NIS 2 Directive [# 2], MAS issued a Circular on the audit of AML/CFT policies, procedures, and controls [# 10], FSMA clarified a number of rules governing the banker’s oath [# 15], NCUA released a letter on the board of director’s engagement in cybersecurity oversight [# 17], and BdI published an analysis paper on digital resilience in the Italian financial sector [# 49].

Weekly Regulatory Digest • Past release: WRD24-41/42

17 October 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 37 "pulses" from 25 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
NIST released SP 800-233, Service Mesh Proxy Models for Cloud-Native Applications [# 23]

Recipients have further been informed that DFS published Guidance on cybersecurity risks arising from AI and strategies to combat related risks [# 22], FINMA requires UBS to revise its recovery and emergency plans [# 32], and ESMA, ECB, and EC announced the next steps for the transition to the T+1 settlement cycle [# 34].

Weekly Regulatory Digest • Past release: WRD24-40/41

10 October 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 49 "pulses" from 34 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
NIST consults on IR 8539 Security Property Verification by Transition Model [# 27]
BIS published a paper on quantum computing and the financial system: opportunities and risks [# 33]

Recipients have further been informed that FINMA launched a consultation on the FINMA Insolvency Ordinance [# 18], EU Commission launched a targeted consultation on the functioning of the EU securitization framework [# 19], CSSF published the results of the DORA readiness survey conducted in September 2024 [# 35], CSSF reminded that the transition period under EMIR RTS and ITS on reporting ends on 26 October 2024 [# 36], and SIFMA released a statement following a successful industry-wide business continuity test [# 39]

Weekly Regulatory Digest • Past release: WRD24-39/40

3 October 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 59"pulses" from 38 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
NIST released IR 8505 on A data protection approach for cloud-native applications [# 30]
NIST released IR 8540 on The secure hardware assurance reference dataset (SHARD) Program [# 31]
ECIIA announced the release of the updated Cyber Security Risk Handbook [# 33]
IIA published part 3 of GKB on social, human capital, and culture on Tomorrow’s internal auditors [# 34]

Recipients have further been informed that BaFin updated the MaComp circular [# 5], EU Council adopted the Internal Market Emergency and Resilience Act [# 6], DFS released a Cybersecurity Threat Alert – Alerting of social engineering of institutions’ IT help desk personnel [# 25], BoE and FCA confirmed the end of LIBOR [# 29], FSMA published an educational documentation about the DORA Regulation [# 37], and BoE informed about SIMEX 24, a major market-wide simulation exercise to test UK financial sector’s resilience [# 45].

Weekly Regulatory Digest • Past release: WRD24-38/39

27 September 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 56"pulses" from 33 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
ENISA published the Threat Landscape 2024 [# 21]
NIST released a supplemental cybersecurity framework spreadsheet [#27|
Treasury informed that G7 Cyber Expert Group issued a statement on financial sector risks from quantum computing [# 28]
IIA released a new GTAG on Auditing mobile computing, 2nd edition [# 32]
IIA released the 2025 Risk in Focus package [# 33]
IIA published a new report on Demystifying AI [# 34]

Recipients have further been informed that the Swiss Federal Council launched a consultation on amending the Financial Market Supervision Act and other legislation concerning international cooperation [# 8], FASB consults on proposed improvements to hedge accounting [# 29], and the IFRS Foundation published a guide for companies: Voluntarily applying ISSB Standards – A guide for preparers [# 30].

Weekly Regulatory Digest • Past release: WRD24-37/38

19 September 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 40 "pulses" from 27 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.

Recipients have further been informed that ASIC expanded its operational resilience guidance for market participants [# 18], SBA announced that three Swiss banks signed an MoU to explore the feasibility of a jointly issued CHF deposit token [# 27], FINMA launched enforcement actions against Mirabaud & Cie SA for serious violation of financial market law [# 33], and BaFin invites participants to the sixth digital money laundering conference, which will take place on 5 December 2024. Registration for the conference is now open [# 40]

Weekly Regulatory Digest • Past release: WRD24-36/37

12 September 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 46 "pulses" from 34 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
CIIA launched a new Internal Audit Code to strengthen corporate governance [# 25]
PRA addressed a Dear CRO Letter on thematic findings of the internal audit review of the CRM framework of non-systemic UK Deposit Takers [# 34]

Recipients have further been informed that PRA published the second PS on Basel 3.1 [# 14], PRA published proposals on the strong and simple capital regime for smaller firms [# 15], and FFIEC published the new development, acquisition, and maintenance booklet of the IT examination handbook [# 17].

Weekly Regulatory Digest • Past release: WRD24-35/36

5 September 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 42"pulses" from 29 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
IIA published a new Guidance on implementing an internal audit strategic plan [# 25]
IIA released Part 2 GKB Social, Human Capital, Culture, on “A Culture Audit Roadmap” [# 26]

Recipients have further been informed that BaFin updated the Circular on the supervision and governance of banking products in the retail sector [# 9], FINMA launched a consultation on a new circular addressing consolidated supervision under the BA and FinIA [# 11], NIST signed agreements regarding AI safety research, testing, and evaluation with Anthropic and OpenAI [# 29], IMF published a FinTech Note on CBDC data use and privacy protection [# 32], and BIS published a WP on GenAI and labor productivity: a field experiment on coding [# 37].

Weekly Regulatory Digest • Past release: WRD24-34/35

29 August 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 36 "pulses" from 26 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
IIA issued a new issue of Tone at the Top on Auditing Culture [# 17]
ECIIA published DORA 2024 – The role and strategies of internal audit at insurance undertakings ahead of the compliance deadline [# 18]

Recipients have further been informed that FINMA recognized the minimum standards for the training and further education of insurance intermediaries [# 5], and IIA Global Perspectives & Insight, Sustainability, Part 1 to Part 3.

Weekly Regulatory Digest • Past release: WRD24-33/34

22 August 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 42 "pulses" from 26 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
SEBI published a Circular on cybersecurity and cyber resilience framework for SEBI-regulated entities [# 14]
NIST released the second public draft of digital identity guidelines (SP-800-63-4, with companion documents A, B, C) for final review [# 27]

Recipients have further been informed that HKMA published a Circular on consumer protection in respect of the use of GenAI [# 7], SC’s guidelines on technology risk management are now in effect [# 8], FC adopted an interim solution for withholding tax on too-big-to-fail instruments [# 19], and HKMA published a Circular on good practices in climate-related risk governance [# 28].

Weekly Regulatory Digest • Past release: WRD24-32/33

15 August 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 33 "pulses" from 21 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
NIST released the first three finalized post-quantum encryption standards [# 16]

Recipients have further been informed that the Swiss Federal Council launched a consultation on the determination of partner states for the AEOI concerning crypto assets [# 11], HKMA and Cyberport Launched the GenAI Sandbox to Bolster AI Adoption in the Financial Sector [# 2], and SEC charged 26 firms more than USD 390m for widespread recordkeeping failures [# 32].

Weekly Regulatory Digest • Past release: WRD24-31/32

8 August 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 46 "pulses" from 30 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
NIST released SP 1800-35 preliminary draft practice guide “Implementing a Zero Trust Architecture” [# 28]
IIA released a GKB on Internal Audit’s role in human capital management (Social/Human Capital/Culture, Part 1) [# 30]
ECIIA released a new paper on risk culture in banking [# 31]

Recipients have further been informed that the EU Commission notified that the EU Act on Artificial Intelligence (AI) came into force on 1 August 2024 [# 1]

Weekly Regulatory Digest • Last release: WRD24-30/31

1 August 2024 🇨🇭

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 82 "pulses" from 39 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
FINMA published guidance on stablecoins [# 17]
ECB consults on governance and risk culture [# 51]
NIST published SP 800-231 Bugs Framework: formalizing cybersecurity weaknesses and vulnerabilities [# 56]
NIST published SP 800-201 NIST cloud computing forensic reference architecture [# 57]
IIA published a revised Global Practice Guide: Assessing the Risk Management Process (2nd Edition) [# 61]

Recipients have further been informed that ESAs published a joint final Report on the draft technical standards on subcontracting under DORA [# 21], ECB concluded the cyber resilience stress test [# 54], NIST released various documents linked to President Biden's Executive Order (EO) on the Safe, Secure, and Trustworthy Development of AI [# 55], IASB proposed amendments to IFRS 19 Subsidiaries without Public Accountability: Disclosures [# 58], IASB proposed illustrative examples to improve reporting of climate-related and other uncertainties in financial statements [# 60], and OCC released the cybersecurity and financial system resilience report [# 75].

Weekly Regulatory Digest • Past release: WRD24-29/30

24 July 2024

The news about the CrowdStrike events has spread worldwide. Most regulatory and supervisory authorities have released warnings, best practices, and expectations regarding this matter. Therefore, this information is not included in this WRD.

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 44 "pulses" from 31 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
NIST released the risk management framework (RMF) for small enterprises, quick start guide [# 25]
IIA published a new resource on generative artificial intelligence (GenAI) governance framework [# 26]

Recipients have further been informed that FCA called on firms to improve the treatment of politically exposed persons (PEPs) [# 4], and AMF and BdF called for a well-anticipated move to T+1 Settlement Cycle in the EU [# 33].

Weekly Regulatory Digest • Last release: WRD24-28/29

18 July 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 56 "pulses" from 33 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
BCBS published the final disclosure framework for banks' crypto-asset exposures and targeted amendments to its crypto-asset standard [# 39]
IIA released GKB on Sustainability Part 3: Change management strategies for successful sustainability governance [# 40]
IIA published a report on “Internal Audit: Vision 2035 – Creating Our Future Together” [# 41]

Recipients have further been informed that FINMA published the ex-post evaluation report on the disclosure requirements for climate risks [# 1], CSSF informed that the Luxembourg “DORA Law” has been published in the Official Journal [# 2], FINMA published guidance on the obligations of insurance companies regarding their insurance distribution [# 22], BCBS published a report on the recalibration of shocks in the interest rate risk in the banking book standard [# 36], and MAS commits up to SGD 100m to support quantum and AI capabilities in the financial sector [# 52].

Weekly Regulatory Digest • Past release: WRD24-27/28

11 July 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 55 "pulses" from 31 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
FATF published a report on the horizontal review of gatekeepers’ technical compliance related to corruption [# 34]
BCBS consults on principles for the sound management of third-party risk [# 35]
FATF published a report presenting a targeted update on the implementation of FATF standards on VAs and VASPs [# 36]

Recipients have further been informed that ESMA launched a consultation on reporting requirements and governance expectations for some supervised entities [# 12], ESMA also consults on Liquidity Management Tools for funds [# 13], and FINMA published a revised ordinance and circulars affecting the insurance sector [# 23].

Weekly Regulatory Digest • Past release: WRD24-26/27

4 July 2024 🇺🇸

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 73 "pulses" from 39 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
Wolfsberg Group issued a statement on the effective monitoring of suspicious activity [# 46]

Recipients have further been informed that FINRA reminded members of regulatory obligations when using GenAI and LLMs [# 6], EU published the adoption of the new banking package (CRD VI and CRR III) in the Official Journal of the EU [# 26], FINRA published a Cybersecurity Alert on MOVEit Software Vulnerability (CVE-2024-5806) [# 39], and FATF informed about the outcome of the Plenary Meeting from 26 to 28 June 2024 [# 42].

Weekly Regulatory Digest • Past release: WRD24-25/26

27 June 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 58 "pulses" from 28 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.

Recipients have further been informed that the Swiss Federal Council (FC) launched a consultation on amendments to the Financial Market Infrastructure Act [# 1], FC further confirmed the implementation of the final Basel III standards with effect from 1 January 2025 [# 25], FINRA launched a cyber alert on ONNX Store, purportedly targeting firms in quishing attacks [# 33], MAS announced the publication of Singapore’s National asset recovery strategy [# 37], and finally, UK CIIA business poll reveals AI is likely to fuel a surge in cyber, fraud, and economic crime [# 41].

Weekly Regulatory Digest • Past release: WRD24-24/25

20 June 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 45 "pulses" from 35 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
NIST published draft IR-8505 A Data Protection Approach for Cloud-Native Applications [# 17]
IIA released a new Tone at the Top on Critical AI governance considerations [# 22]

Recipients have further been informed that the Swiss Federal Council (FC) took note of the financial sector’s new self-regulatory provisions to combat greenwashing [# 11], CSSF published a Communiqué on the new AML/CFT Regulation, the sixth AML/CFT Directive, and the future EU AML/CFT supervisor [# 12], ENISA is now authorized as a Common Vulnerabilities and Exposures (SVE) Numbering Authority [# 23], FC published a report on combating cybercrime in Switzerland [# 34], and FINMA concluded its antitrust control procedure in relation to the merger of UBS and CS [# 35].

Weekly Regulatory Digest • Past release: WRD24-23/24

13 June 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 38 "pulses" from 28 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
FINMA published Guidance 03/2024 on Cyber Risks [# 6]
FINMA published Guidance 04/2024 on Operational Risk Management by FMC and CIS Managers [# 11]
NIST consults on IR 8517 Hardware security failure scenarios – Potential weaknesses in hardware design [# 20]

Recipients have further been informed that EBA consults on a new framework for operational risk loss [# 4], EFRAG finalized three European Sustainability Reporting Standards (ESRS) implementation guides [# 13], and FINRA issued a Cybersecurity Advisory on SEC amendments to Regulation S-P [# 14].

Weekly Regulatory Digest • Past release: WRD24-22/23

6 June 2024

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
NIST published the draft SP 1800-36 Trusted IoT Device Network-Layer Onboarding and Lifecycle Management [# 24]
IIA published GKB Sustainability Part 2: how the focus on sustainability is driving data governance [# 30]
IIA released a new GPG on Building an effective internal audit function in the public sector (2nd edition) [# 31]

Recipients have further been informed that the ECB launched a consultation on outsourcing cloud services [# 10], EBA and ESMA consult on the review of the investment firms' prudential framework [# 11], ESAs published their final reports on greenwashing in the financial sector [# 15], AMAS and SSF presented the Swiss Climate Scores Template 2.0 [# 18], CSSF published a Communiqué on NPOs and the fight against terrorism financing [# 19], IASB issued narrow-scope amendments to classification and measurement requirements for financial instruments [# 20], CSSF announced a critical vulnerability in Check Point VPN (CVE-2024-24919) [# 21], ESMA provided guidance to firms using artificial intelligence in investment services [# 23], and EDPS released Guidelines on generative AI: embracing opportunities, protecting people [# 25].

Weekly Regulatory Digest • Past release: WRD24-21/22

30 May 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 50 "pulses" from 30 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
IFRS Foundation released a Jurisdictional Guide to support regulators to take steps towards ISSB Standards [# 28]

Recipients have further been informed that BaFin released a MaRisk for payment and e-money institutions for the first time [# 12], BaFin released the 8th amended MaRisk for banks [# 19], NIST launched ARIA, a new program to advance sociotechnical testing and evaluation for AI [# 27], US Treasury released the first-ever NFT illicit finance risk assessment [# 31], BIS published a paper on generative AI and cybersecurity in central banking [# 33], ECB announced its intention to reform the SREP to deliver more efficient and effective supervision [# 38], and IFRS Foundation and the African Development Bank will join forces to promote sustainability-related financial disclosures [# 40].

Weekly Regulatory Digest • Past release: WRD24-20/21

23 May 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 34 "pulses" from 30 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
BCBS published a report on the digitalization of finance [# 15]
NIST informed on the US strategic vision on AI safety and plan for global cooperation among AI safety institutes [# 24]

Recipients have further been informed that the EU Council approved conclusions for a more cyber-secure and resilient Union [# 8], the Swiss Federal Council (FC) adopted a dispatch (Bill) on strengthening the Swiss anti-money laundering framework [# 11], and COSO and NACD will develop a Corporate Governance Framework with the assistance of PwC US [# 26].

Weekly Regulatory Digest • Past release: WRD24-19/20

16 May 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 46 "pulses" from 33 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
NIST finalized the updated Guidelines for protecting sensitive information [# 31]

Recipients have further been informed that FINMA consults on revising its Circular on liquidity for insurers [# 10], FC launched a consultation on extending the international automatic exchange of information in tax matters to crypto assets [# 18], FINMA consults on a new circular on the rules of conduct under FinSA [# 19], JFSA released the latest revision of the “Discussion Paper for Dialogues on Practices of IT Governance at Financial Institutions” [# 27].

Weekly Regulatory Digest • Past release: WRD24-18/19

8 May 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 37 "pulses" from 24 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
NIST published IR 8504, Access Control on NoSQL Databases [# 20]
IIA released the complete Global Internal Audit Standards and mapping documents to the 2017 Standards[# 22]

Recipients have further been informed that EBA published the final draft technical standards under the Markets in Crypto-Assets Regulation [# 13], CFTC released a report on Responsible AI in financial markets [# 16], IIA published a Report on the standard-setting and public comment process [# 21], and IIA released an AI use case on operational planning [# 23].

Weekly Regulatory Digest • Past release: WRD24-17/18

2 May 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 39 "pulses" from 25 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
BCBS consults on Guidelines for counterparty credit risk management [# 26]
IIA released a Global Practice Guide on Internal Auditing and Fraud, 3rd edition [# 28]
IIA published a new Tone-at-the-Top issue on “What New SEC Climate-Related Disclosure Rules Mean for Boards?” [# 29]
IIA published a report on “Fueling the Internal Audit Student Talent Pipeline: Perspectives from Educators and Practitioners” [# 30]

Recipients have further been informed that RBI published a new Guidance Note on Operational Risk Management and Operational Resilience [# 10], FSB introduced a new global standard to support the orderly resolution of a central counterparty (CCP) [# 20], FSB updated the Key attributes of effective resolution regimes for financial institutions [# 21], CSSF announced critical vulnerabilities in Cisco ASA software/appliance and FTD software [# 22], and ISSB published the IFRS Sustainability Disclosure Taxonomy (ISSB Taxonomy) [# 27]

Weekly Regulatory Digest • Past release: WRD24-16/17

25 April 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 49 "pulses" from 35 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
IIA released GKB on Sustainability – Part 1: Preparing for the next wave of sustainability regulations [# 33]

Recipients have further been informed that ESAs consult on RTS for joint examination teams under DORA [# 2], FINMA announced a review of the existing disclosure requirements related to climate risks [# 9], AFM reminded that EMIR Refit reporting obligations come into effect [# 22], the EU Parliament adopted new rules to combat money-laundering [# 25], G7 cyber expert group conducted a cross-border coordination exercise in the financial sector [# 31], and IIA released a Gen-AI use case demonstration on the risk assessment process [# 34].

Weekly Regulatory Digest • Past release: WRD24-15/16

18 April 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 34 "pulses" from 25 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
BCBS consults on the role of climate scenario analysis in managing and supervising climate-related financial risks [# 19]

Recipients have further been informed that CSSF informed about a critical vulnerability on Palo Alto Networks PAN-OS [# 14], ESRB published a report on the operational policy tools for cyber resilience [# 17], and BIS published a working paper on “Finternet: the financial system for the future” [# 30].

Weekly Regulatory Digest • Past release: WRD24-14/15

15 April 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 41 "pulses" from 33 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.

Recipients have further been informed that the Swiss Federal Council proposed measures to close gaps in the too-big-to-fail regulation to foster banking stability following the Credit Suisse collapse [# 7], IASB released the new Standard IFRS 18 Presentation and Disclosure in Financial Statements [# 14], ESAs announced a voluntary dry-run exercise to prepare for the next stage of DORA implementation [# 18], SBA published a discussion paper on Climate Finance [# 27], and FSI published a paper on Stablecoins: regulatory responses to their promise of stability [# 32].

Weekly Regulatory Digest • Past release: WRD24-13/14

4 April 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 47 "pulses" from 37 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
NIST consults on SP 800-63r3 - Incident Response Recommendations and Considerations for Cybersecurity Risk Management: A CSF 2.0 Community Profile [# 24]; and
IIA recommended ACCA’s publication on AI in the finance profession[# 27].

Recipients have further been informed that FATF published an implementation status of Recommendation 15 by FATF members and jurisdictions with materially important VASP activity [# 20]; IIA Opens for Public Comment a Survey for Cybersecurity Topical Requirement (i.e., part of the Global Internal Audit Standards) [# 26]; and HMT acknowledged and responded to the Accelerated Settlement Taskforce report (i.e., acceptance by the UK Government of proposals to introduce the T+1 settlement cycle) [# 30]

Weekly Regulatory Digest • Past release: WRD24-12/13

29 March 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 55 "pulses" from 33 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
Wolfsberg Group released the updated Principles for auditing for effectiveness [# 26]
ENISA published its 2024 update to the Foresight Cybersecurity threats for 2030 [# 27]
COSO published a new report on “Alternate Data: The COSO Perspective” [# 28]
IIA published the third Innovation and Technology GKB (Part 3) on Internal Audit’s Tech Talent Challenge [# 31]
IIA published a tool and a user’s guide to model internal audit charter [# 32]

Recipients have further been informed that FINMA published several ordinances to implement the final Basel III standards [# 16], FINMA recognizes adjustments to the mortgage loans self-regulation [# 17], AMAS announced a new publication on “Sustainability Risk Management” Recommendations [# 24], SBA informed on the new crypto automatic exchange of information [# 33].

Weekly Regulatory Digest • Past release: WRD24-11/12

21 March 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 37 "pulses" from 30 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.

Recipients have further been informed that EBA updated the list of institutions involved in the 2024 supervisory benchmarking exercise [# 10], IAIS consults on an Application Paper on supervising diversity, equity, and inclusion [# 12], FSB published a revised Guidance on the arrangements to support the operational continuity in resolution [# 13], IAIS consults on climate risk supervisory guidance – ICP guidance and supporting material [# 17], ECB and EBA step up efforts to make banking data reporting more efficient [# 24], and FINMA held its annual media conference on seeking to achieve stability in the financial sector [# 28].

Weekly Regulatory Digest • Past release: WRD24-10/11

14 March 2024

The latest issue of the "Weekly Regulatory Digest" was addressed for subscribers' information, reference, and perusal. This week's delivery included 55 "pulses" from 35 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for recipients' ease of use.
NIST released version 2.0 of the landmark Cybersecurity Framework (CSF version 2.0) [# 30]
FATF published Guidance on beneficial ownership and transparency of legal arrangements [# 35]
Wolfsberg Group announced the revision and update of its Statement on the Suppression of the Financing of Terrorism [# 36]
IIA informed that it is reviewing the US SEC's new climate change disclosure rule [# 38] and published a Bulletin on this topic [# 39]
IIA released the 2024 North American Pulse of Internal Audit [# 40]

Recipients have further been informed that the EU Parliament adopted the Cyber Resilience Regulation to boost the security of digital products [# 23], the EU Parliament adopted a landmark law on Artificial Intelligence (AI) [# 26], and AFM published its third DORA update on how to develop an ICT risk management framework [# 31].

Weekly Regulatory Digest • Past release: WRD24-09/10

7 March 2024

The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 50 "pulses" from 33 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
NIST released an Internal Report IR 8472 on Non-Fungible Token Security [# 30]
Wolfsberg Group published an updated Country Risk FAQs [# 31]
IIA released a new issue of Tone-at-the-Top on "What New Internal Audit Standards Mean to the Board" [# 36|
IIA published the last part of the Privacy and Data Protection report on Insights into an effective collaboration between IA and privacy professionals [# 37]

Recipients have further been informed that the EU Commission welcomed the political agreement on the Cyber Solidarity Act [# 24]; and NIST announced its intent to revise SP 800-38D Recommendation for block cipher modes of operation [# 32].

Weekly Regulatory Digest • Past release: WRD24-08/09

29 February 2024

The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 50 "pulses" from 34 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
ENISA published a study on the Best Practices for Cyber Crisis Management [# 33]
IIA published a GKB on Innovation and Technology Part 2: Staying on Top of the Organization’s Technology Adoption [# 35]

Recipients have further been informed that CBN consults on the risk-based cybersecurity framework and guidelines for deposit money banks and payment service banks [# 1], BaFin updated the MaComp Circular [# 24], FATF published the Outcome of the FATF Plenary, 21 to 23 February 2024 [# 28], FATF consults on Recommendation 16 on payment transparency [# 29], FSB recommended further strengthening of the framework for G-SIBs in Switzerland [# 34], and FDF announced an increase in money laundering and terrorist financing risks due to cryptocurrencies [# 42].

Weekly Regulatory Digest • Past release: WRD24-07/08

22 February 2024

The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 42 "pulses" from 29 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for ease of use by recipients

Recipients have further been informed that BaFin consults on the 8th amendment of MaRisk [# 1], JFSA published an interim progress report on "Improving Internal audits of Financial Institutions" [# 24], and MAS released an advisory on addressing the cybersecurity risks associated with quantum computing [# 26].

Weekly Regulatory Digest • Past release: WRD24-06/07

15 February 2024

The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 38 "pulses" from 28 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
NIST published Special Publication SP 800-223 High-Performance Computing Security [# 16]

Recipients have further been informed that the IAASB proposed revisions to strengthen auditors’ efforts related to fraud [# 17], CSSF published a Communiqué on a warning over critical FortiOS vulnerabilities [# 19], and IIA introduced new resources to facilitate the implementation of the New Global Internal Audit Standards [# 25].

Weekly Regulatory Digest • Past release: WRD24-05/06

8 February 2024

The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 58 "pulses" from 37 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
HKMA published a report on the Digitalization of AML / CFT Supervision: Where Now and What Next? [# 53]

Recipients have further been informed that BaFin published a supervisory notice on outsourcing to cloud providers [# 5], CSSF published a Warning on Ivanti gateways active vulnerabilities exploited in Luxembourg [# 33], and also ENISA released a Warning on Ivanti Connect Secure and Ivanti Policy Secure vulnerabilities [# 38].

Weekly Regulatory Digest • Past release: WRD24-04/05

1 February 2024

The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 53 "pulses" from 33 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
NIST Published a Draft Internal Report on Access Control on NoSQL Databases [# 30]
NIST Consults on a Guide for Mapping Types of Information and Systems to Security Categories [# 31]
IIA Released New GKB on Innovation and Technology, Part 1: Internal Audit’s Role in Technology Assurance [# 32]
Recipients have been informed that RBI published a Notification on the Streamlining of the internal compliance monitoring function – leveraging the use of technology [# 15], the Swiss FC puts a legal basis for the new L-QIF fund category into force [# 16], OSFI released the final Integrity and Security Guideline [# 20], FSC Seeks to Bolster Cyber and Information Security Capacity and Resilience of Financial Industry [# 22], and FINRA published a Cybersecurity Alert on LockBit (Threat Actor) [# 25].

Weekly Regulatory Digest • Past release: WRD24-03/04

25 January 2024

The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 40 "pulses" from 24 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
Recipients have been informed that EBA consults on Guidelines on the management of ESG risks [# 4], and BaFin is increasing its focus on IT risks [# 32].

Weekly Regulatory Digest • Past release: WRD24-02/03

18 January 2024

The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 47 "pulses" from 29 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
ESAs published the first set of rules under DORA for ICT and third-party risk management and incident classification [# 19]
NIST Consults on a Draft Measurement Guide for Information Security in two Volumes [# 27]
Separately, recipients have been informed that the Wolfsberg Group published the revised Guidance on SWIFT RMA Due Diligence [# 23].

Weekly Regulatory Digest • Past release: WRD24-01/02

11 January 2024

The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 32 "pulses" from 25 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
NIST Seeks Comments on a Pre-Draft of the Information Security Handbook: A Guide for Managers (SP 800-100) [# 21]
IIA Released GKB Cybersecurity Part 3: Cybersecurity Third-Party Risk Management [# 22]
IIA Released the 2024 Global Internal Audit Standards [# 23]
BIS Published a Bulletin on Testing the Cognitive Limits of Large Language Models [# 24]
Separately, recipients have been informed that the EU Commission Reminded that New Rules Boosting the Cybersecurity of EU Institutions Enter into Force [# 17], and the G30 Released a Report on Bank Failures and Contagion: Lender of Last Resort, Liquidity, and Risk Management [# 31]

Weekly Regulatory Digest • Last release: WRD23-52/01

4 January 2024

The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 23 "pulses" from 13 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
ECB announced its intention to stress test the banks' ability to recover from a cyberattack [# 21]
Separately, recipients have been informed that the Chinese National Financial Regulatory Administration NFRA (formerly the CBIRC) issued revised Rules on operational risk management of banking and insurance institutions [# 8].

Weekly Regulatory Digest • Past release: WRD23-51/52

28 December 2023

The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 31 "pulses" from 25 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
Separately, recipients have been made informed that HKMA published a Circular on Managing cyber risk associated with third-party service providers [# 1].

Weekly Regulatory Digest • Past release: WRD23-50/51

22 December 2023

The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 92 "pulses" from 43 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
NIST released two preliminary drafts for migration to the post-quantum cryptography project [# 63]
IIA published a new Tone-at-the-Top edition on Risk Considerations for Directors in 2024 [# 68]
IIA announced the launch of an AI Knowledge Center [# 69]
FINMA published its report on lessons learned from the Credit Suisse crisis [# 83]
Separately, recipients have been made aware that BoE, PRA, and FCA consult on Operational resilience: Critical third parties to the UK financial sector [# 2], EU Commission welcomed the political agreement on the Artificial Intelligence Act [# 10], EU Council and Parliament agreed to create a new Anti-money laundering authority AMLA [# 30], FINMA published a guidance on staking services [# 39], and JFSA published the results of the financial industry-wide cybersecurity exercise DELTA Wall VIII [# 57].

Weekly Regulatory Digest • Past release: WRD23-49/50

14 December 2023

The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 66 "pulses" from 34 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
Separately, recipients have been made aware that BoE, PRA, and FCA consult on Operational resilience: Critical third parties to the UK financial sector [# 2], EU Commission welcomed the political agreement on the Artificial Intelligence Act [# 10], EU Council and Parliament agreed to create a new Anti-money laundering authority AMLA [# 30], FC decided to further develop the Swiss Climate Scores [# 39], EIB and multilateral development banks published the first common principles for nature-positive finance [# 41], FINRA Released a Cybersecurity Advisory on Holiday Cybersecurity Practices [# 44], IIA-France outlined an approach to using ChatGPT on a private document without compromising security and confidentiality [# 48], and IIA’s Standards Board Approved the Global Internal Audit Standards [# 49].

Weekly Regulatory Digest • Past release: WRD23-48/49

7 December 2023

The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 66 "pulses" from 43 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
FSB published a toolkit for enhancing third-party risk management and oversight [# 32]
ENISA published a new report on the Treat Landscape for DoS Attacks – 2023 [# 37]
IIA published a new GKB on Cybersecurity Part 2: Artificial Intelligence – Cybersecurity Friend and Foe [# 39]
Separately, recipients have been made aware that the EU Commission welcomed the political agreement on the Cyber Resilience Act [# 6], ESAs put forward amendments to sustainability disclosures for the financial sector [# 11], IOSCO consults on promoting the integrity and orderly functioning of the Voluntary Carbon Markets [# 27], AFM published a DORA update: emphasis on managing IT risk for third-party providers [# 49], and NIST provided access to the Cybersecurity and Privacy Reference Tool (CPRT) [# 53].

Weekly Regulatory Digest • Past release: WRD23-47/48

30 November 2023

The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 61 "pulses" from 38 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
Separately, recipients have been made aware that the Swiss Federal Council amended the Capital Adequacy Ordinance to implement the final Basel III standards to enter into force in 2025 [# 22], BCBS published a report on implementing Principles for effective risk data aggregation and reporting [#33], BCBS consults on a disclosure framework for climate-related financial risk [# 37], and BIS published a Supervisory newsletter on the adoption of POR and PSMOR [#48].

Weekly Regulatory Digest • Past release: WRD23-36/37

14 September 2023

The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 39 "pulses" from 31 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
NIST Released SP-800-207A on A Zero Trust Architecture Model for Access Control in Cloud-Native Applications in Multi-Location Environments [# 20]
BIS - Upside down: when AT1 instruments absorb losses before equity [# 33]
Separately, recipients have been made aware that the EU Commission proposed to simplify tax rules and reduce compliance costs for cross-border businesses [# 8], the IMF published A Guide to CBDC Product Development [# 14], AMAS released a Circular on Best practice regarding the environmental indicators for real estate funds [# 16], the OECD published the revised G20/OECD Principles of Corporate Governance and, separately, the Factbook 2023 [# 17], and FINMA published the Insurance market report 2022 [# 25].

Weekly Regulatory Digest • Past release: WRD23-35/36

7 September 2023

The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 38 "pulses" from 23 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
Swiss Federal Council Launched a Consultation on the Introduction of a Public Liquidity Backstop (PLB) for SIBs [# 8];
ENISA Published a Report on the Subsea Cable Ecosystem [# 13]
NIST Released IR 8472ipd on Non-Fungible Token Security [# 14]
NIST Released IR 8408 on Understanding Stablecoin Technology and Related Security Considerations [# 17]
NIST Released IR 8450 on Overview and Considerations of Access Control Based on Attribute Encryption [# 18]
SBA Informed about the Publication of the Report of the Group of Experts on Banking Stability Following the Acquisition of CS by UBS [# 26]; and
SBA also published the 2023 Banking Barometer, Including the Swiss Banking Outlook for the first time [# 29].

Weekly Regulatory Digest • Past release: WRD23-34/35

31 August 2023

The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 36 "pulses" from 23 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
NIST consults on SP 800-50r1 Building a Cybersecurity and Privacy Learning Program [# 17]
NIST consults on SP 800-204D Strategies for the Integration of Software Supply Chain Security in DevSecOps CI/CD Pipelines [# 20]
FINMA discontinued the recognition of SBA’s “Allocation Directives for the New Issues Market” as a minimum standard [# 9]
US Agencies consult on a proposal requiring large banks to maintain long-term debt to improve financial stability and resolution [# 10]
US Agencies proposed a guidance to enhance the resolution planning at large banks [# 11]
FC launched a consultation on strengthening the Swiss anti-money laundering framework [# 13]
Separately, recipients have been made aware that FINRA issued a Cybersecurity Alert on all exploited Barracuda Email Security Gateway (ESG) appliances (FBI Flash) [# 16].

Weekly Regulatory Digest • Past release: WRD23-33/34

24 August 2023

The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 34 "pulses" from 20 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
FINMA Published Guidance on Money Laundering Risk Analysis [# 15]
CSSF published a Warning on unauthenticated remote code execution vulnerability in NetScaler ADC (formerly Citrix ADC) and NetScaler Gateway (formerly Citrix Gateway) [# 20]
IIA Published a GKB on "The Artificial Intelligence Revolution", Part II: Revisiting The IIA's Artificial Intelligence Framework [# 22]
IIA Published a New Tone-at-the-Top on "A Watershed Moment in Sustainability Reporting" [# 23]
IMF Published a Paper on Financial Stability Risks from Crypto-assets in Emerging Market Economies [# 31]
Separately, recipients have been made aware that FINMA Released Guidance 04/2023 on Important Next Steps in Insurance Intermediation [# 5], FINMA revised the Ordinance and Various Circulars Affecting the Insurance Sector [# 9], FINMA Published the Results of its Market Analysis of Life Insurer's Sample Calculations [# 11], CSSF Published its Report on the 2021-2023 Marketing Communications under the CBDF Regulation [# 17], and IIA Informed that the IIASB is Reviewing the Feedback Received on the Consultation on the Global Internal Audit Standards [# 21].

Weekly Regulatory Digest • Past release: WRD23-32/33

17 August 2023

The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 30 "pulses" from 23 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
NIST Unveiled New Cybersecurity Framework 2.0 Reference Tool [# 16]
NIST Consults on New Report on Developing Cybersecurity and Privacy Concept Mapping [# 20]
Separately, recipients have been made aware that MAS Finalized the Stablecoin Regulatory Framework [# 6]; the US DFS Announced a Nation-Leading Cybersecurity Strategy [# 21], and the UK FCA Invited PEPs to Share their Experience [# 26].

Weekly Regulatory Digest • Past release: WRD23-31/32

10 August 2023

The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 36 "pulses" from 21 different authorities / standard setters.

The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
NIST consults on the initial public draft of the NIST Cybersecurity Framework 2.0 [# 20]
DFSA published a report on the Cyber Simulation Exercise [# 21]
Separately, recipients have been made aware that EBA updated the timeline for the implementation of the IRB roadmap and published the first supervisory handbook for the validation of IRB rating systems [# 11], the FED provided additional information on its program to supervise novel activities in the banks it oversees [# 14], and CSSF published the Thematic Review report on the implementation of sustainability-related provisions in the investment fund industry [# 22].

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