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The Value of Regulatory Screening for Financial Institutions

Regulatory screening plays a crucial role in ensuring the stability and integrity of the global financial system. It involves monitoring and assessing financial institutions' compliance with regulations and standards set by regulatory bodies and sectorial standard setters. In an increasingly complex and interconnected financial landscape, regulatory screening has become even more critical to mitigate compliance and risk management issues. This article explores the importance of regulatory screening for financial institutions in the banking, insurance, securities trading, and asset management sectors. It also examines the use of supervisory and regulatory technologies by sectorial authorities and regulated institutions.

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Regulatory Screening

Concerned to be overwhelmed by regulatory changes in the financial industry?

Looking for a systematic, reliable source of information providing you with a regular, easy to use and yet powerful overview of changes in the regulatory landscape?

new product has been designed and released for you: the «Weekly Regulatory Digest» that is pushed into your e-mail inbox regularly with news on changes induced by cross-sectoral regulators and standard setters through the main financial centers.


The newsletter adds value and *insight* through segmentation, tagging (e.g. type, taxonomies), edits to facilitate navigation through the text, while keeping the original message unaltered and linking the information to the original source and related documents.


It also provides you with the possibility to dive into a deep repository of regulatory changes for analytical cross-border compliance reviews or other purpose.


Interested? The Flyer provides you with more information and the introduction ("Keep Appraised of Regulatory Changes" [updated]) highlights its key features - request a free trial at!


Wondered what you get with the "Weekly Regulatory Digest"? This presentation explains the various elements of the package.

The Weekly Regulatory Digest has been nominated by the Swiss Risk Association Award Committee as one of five best contributions for the Swiss Risk Award 2021 based on Practical Impact, Originality / Creativity, and Societal Impact. The winner has been announced at the award ceremony on Tuesday, 1 February 2022 at Zurich University, as part of the Swiss Risk Association flagship event “Risks at the Swiss Real-Estate Market” with SNB Vice-Chairman of the Governing Board, Fritz Zurbrügg. While WRD was not the winner, I am very honored and thankful to have been considered for such a recognition.

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